NSSO_49_Schedule_0.21_Particulars of SlumsDDI-IND-MOSPI-NSSO-49Rnd-Sch0dot21-1993
M.R.BALAKRISHNAN
Computer Centre
2012-05-23
Nesstar PublisherVersion 1.0 (Mayl 2012)Particulars of Slums Survey: NSS 49th Round, Schedule 0.21, January - June 1993DDI-IND-MOSPI-NSSO-49Rnd-Sch0dot21-1993National Sample Survey Office
Governing council and Working Group
Survey Design Reearch Division
Field Operations Division
Data Processing Division
Computer Centre
Nesstar Publisher
M/o Statistics & Programme Implementation, GOIADG, SDRD , NSSO
Socio-Economic/Household Survey
Slums Survey49th RoundSchedule 0.21January - June 1993A nationwide survey on "Particulars of Slums" was carried-out by the National Sample Survey Organisation (NSSO) during the period January-June, 1993 in its 49th round to ascertain the extent of civic facilities available i n the slums. The 49th round survey among other objectives also collected data on the condition of slum dwellings as well as on some general particulars of slum areas. Apart from formulating the sampling design with an emphasis to obtain an adequate number of slum households for the survey on housing condition and migration, surveyed the slum areas and collected information on slums. The schedule 0.21 was canvassed in both the rural and urban areas. All the slums, both the declared ones as well as the others (undeclared), found in the selected first stage units were surveyed even if hamlet-group/sub-block selection was resorted to in some of then. To ascertain the extent of civic facilities available in the slums as well as the information regarding the improvement of slum condition during a period of last five years was also collected. Information was collected by contacting one or more knowledgeable persons in the FSU on the basis of predominant criterion in both declared and undeclared slums, and not through household approach.IndiaThe geographical coverage of the survey was the whole of the Indian Union except Ladakh & Kargil districts of Jammu & Kashmir, 768 interior villages of Nagaland and 172 villages in Andaman & Nicobar islands which remain inaccessible throughout the year. However, certain districts of Jammu & Kashmir viz. Doda, Anantanag, Pulwama, Srinagar, Badgam, Barmula & Kupwara, as well as Amritsar district in Punjab, had to be excluded from the survey coverage due to unfavourable field condi tions.Randomly selected urban slums based on sampling procedure.
Sample survey data [ssd]
Field Operations Division of Naional Sample Survey Office
Sample Design : The first stage units in the rural sector and urban sector were census villages and urban frame survey (UFS) blocks respectively.However for newly declared towns of the 1991 census,for which UFS frames were not available, census EBs were used as first stage units.
Sampling frame for fsu's : In the rural sector, the sampling frame in most of the districts was the 1981 census list of villages.
However, in Assam and in 8 districts of Madhya Pradesh, 1971 Census lists of villages were used. For Nagaland, the villages situated within 5 kms of a bus route constituted the sampling frame. For the Andaman & Nicobar islands the list of accessible villages was used as sampling frame. In the urban sector, the lists of NSS urban frame survey (UFS) blocks were the sampling f rames used in
most cases. However, 1991 Census house - listing enumeration blocks were considered as the sampling units for some of the newly declared towns of the 1991 population census, for which UFS frames were not available.
Stratification : Each state/u.t. was divided into one or more agro-economic regions by grouping contiguous districts which are similar with respect to population density and crop pattern. In Gujarat, however, some districts were subdivided for the purpose of region formation on the basis of location of dry areas and the distribution of tribal population in the state. The total number of regions formed in the whole of India was 78.
In the rural sector, within each region, each district with a rural population of less than 1.8 million according to the 1981 Census formed a single basic stratum. Districts with larger population were divided into two or more strata, depending on population, by grouping contiguous tehsils, similar as far as possible in respect of rural population density & crop pattern. In Gujarat, however,
in the case of districts extending over more than one region, the portion of a district falling in each region constituted a separate stratum even if the rural population of the district as a whole was less than 1.8 million. Further, in Assam, the strata formed for the earlier NSS round on the basis of 1971 Census rural population exactly in the above manner, but with a cutoff point of 1.5 million population, were retained as the strata for rural sampling.
In the urban sector, strata were formed, within NSS regions, on the basis of 1981 (1991 in some of the new towns) Census population. Each city with a population of 10 lakhs or more formed a separate stratum itself. The remaining towns of each region were grouped to form three different strata on the basis of 1981 (1991 in a few cases) census population.
Sub stratification of urban strata : In order to be able to allocate a large proportion of the first stage sample to slum-dominated areas than would otherwise be possible, each stratum in the urban sector was divided into two "sub-strata" a s follows. Sub-stratum 1 was constituted of the UFS blocks in the stratum with a "slum area" indicated in the frame. Substratum 2 was constituted of the
remaining blocks of the stratum.
Allocation of sample : A total all-India sample of 8000 first stage units (5072 villages and 2928 urban blocks) determined on the basis of investigator strength in different state/u.t's and the expected workload per investigator was first allocated to the states/u.t's in proportion to Central Staff available. The sample thus obtained for each state/u.t. was then allocated to its rural & urban
sectors considering the relative sizes of the rural & urban population with double weightage for the urban sector. Within each sector of a state/u.t., the allotted sample size was reallocated to the different strata in proportion to stratum population. Stratum-level allocations were adjusted so that the sample size for a stratum (rural or urban) was at least a multiple of 4. This was done in order to have equal sized samples in each sub-sample and sub-round.
In the urban sector, stratum-level allocations were further allocated to the two sub-strata in proportion to the number of UFS blocks in the sub-strata, with double weightage to sub-stratum 1, with a minimum sample size of 4 blocks to sub-stratum 1 (2 if stratum allocation was only 4). Sub-stratum level allocations were made even in number.
Selection of fsu's : Sample villages except in Arunachal Pradesh were selected by pps systematic sampling with population as the size variable and sample blocks by simple random sampling without replacement. In both sectors the sample of fsu's was drawn in the form of two independent sub-samples. (In Arunachal Pradesh the sample of villages was drawn by a cluster sampling procedure. The field staff were supplied with a list of sample "nucleus" villages and were advised to select cluster of villages building up each cluster around a nucleus village according to prescribed guidelines. The nucleus villages were selected circular-systematically with equal probability in the form of two )
independent sub-samples.
There was no deviation from the original sample deviation.
Focus Group [foc]
Computer Centre
Validated unit level data relating to various survey rounds are available on CD-ROMS which can be obtained from the Deputy Director General, Computer Centre, M/O Statistics and PI, East Block No. 10 R.K. Puram, New Delhi-110066 by remitting the price along with packaging and postal charges as well as giving an undertaking duly signed in a specified format.The amount is to be remitted by way of demand draft drawn in favour of Pay & Accounts Officer, Ministry of Statistics & Programme Implementation, payable at New Delhi.
The user of the data acknowledges that the original collector of the data, the authorized distributor of the data, and the relevant funding agency bear no responsibility for use of the data or for interpretations or inferences based upon such uses.
Block5-Particulars-about-slum-Records.NSDstat
Content of this dataset are some broad information about the slum as a whole recorded in block-5 of the schedule.
1572
52
Nesstar 200801
NSSO
Key to locate Slum slno
1572
0
Generated unique Key variable to locate a slum (by combining FSU no. and Slum sl No.)
Record Identifier(Indicates Block No. of the Schedule)
1572
0
Identified the Block number of schedule from where the data recorded.
03
1572
Round-schedule
1572
0
492
NSS 49 Round-schedule 0.21
1572
Sample
1572
0
1
Central sample
1572
2
State sample
0
Sector
1572
117907.52
0
0
n the NSS, the domains of study are usually rural and urban areas within a zone, state, region or district. The rural and urban areas of the country are taken as adopted in the latest population census.
1
Rural
974
60916.29
2
Urban
598
56991.23
State
1572
0
States and Union Territories are the broad domains of study in the NSS. They are assigned 2 digited codes,
02
Andhra Pradesh
372
03
Arunachal Pradesh
0
04
Assam
10
05
Bihar
232
06
Goa
0
07
Gujarat
68
08
Haryana
29
09
Himachal Pradesh
1
10
Jammu & Kashmir
0
11
Karnataka
54
12
Kerala
9
13
Madhya Pradesh
48
14
Maharashtra
283
15
Manipur
0
16
Meghalaya
6
17
Mizoram
0
18
Nagaland
0
19
Orissa
68
20
Punjab
12
21
Rajasthan
13
22
Sikkim
2
23
Tamil Nadu
150
24
Tripura
7
25
Uttar Pradesh
66
26
West Bengal
105
27
A & N Islands
0
28
Chandigarh
2
29
Dadra & Nagar Haveli
0
30
Daman & Diu
3
31
Delhi
25
32
Lakshdweep
0
33
Pondicherry
7
Region
1572
0
States have been divided into regions by grouping contiguous districts similar in respect of population density and crop pattern. In Gujarat, however, some districts have been split for the purpose of region formation, considering the location of dry areas and the distribution of tribal population in the state. The compositions of the regions are given in Appendix-II of instruction manual
1
Region-1
457
2
Region-2
452
3
Region-3
383
4
Region-4
153
5
Region-5
98
6
Region-6
25
7
Region-7
4
Sub-round
1572
0
1
Sub-round-1
965
2
Sub-round-2
607
Sub_sample
1572
0
1
Sub-sample-1
793
2
Sub-sample-2
779
Stratum
1572
0
Sub_stratum
1572
0
FSU (Village/block sl no)
1572
0
The first stage units (FSU) in the rural sector and urban sector were census villages and urban frame survey (UFS) blocks respectively.However for newly declared towns of the 1991 census,for which UFS frames were not available, census EBs were used as first stage units.
No. of slums in village/block(from Block-1)
1081
491
Srl no. of slum
Serial number of the slum
1572
0
No.of FSUs covered by the slum
16
0
01
6
02
3
03
1
05
1
07
1
10
2
18
1
29
1
No.of households in the slum
Number of households in the slum
The number of households residing in the slum area as ascertained from local enquiry will be recorded against this item.
1572
0
Is the slum a declared
Is the slum a declared one?
1572
0
1
Yes
238
2
No
1334
If yes, year of declaration
If `yes` in item 3, year of declaration
If the slum is a declared one, the year of declaration by any government agency i.e., panchayat, municipality or any appropriate authority will be recorded against this item in two digits.
238
1334
Ownership
The ownership of the land under the slum will be recorded against this item in terms of codes.
1572
0
1
658
2
Public railways
45
3
404
9
465
Area type
Area type code
Area type does not refer to the slum area but the area surrounding the slum. The type of the area surrounding the slum will be recorded in terms of codes
1572
0
1
Residential
1463
2
Industrial
53
3
Commercial
24
9
32
Location
Location code
1563
0
1
Finge area
495
2
Other area
1068
slum water logged in monsoon
Does the slum remain water logged in monsoon ?
information as to whether the slum area remains water logged for some days during monsoon will be recorded in terms of codes against this item. The codes are : yes-1, no-2.
1569
0
1
Yes
751
2
No
818
Is the slum electrified
is the slum electrified?
This item is self explanatory and appropriate code is to be entered against this item. The codes are : no-1, street lights only-2, all uses - 3. Even, if the street lights are only on the boundary of the slum, code 2 will be recorded. Instead of street light, in some places, some lights at two or three important positions are found to be fixed. In that case also, code 2 will be given.
1568
0
1
No
515
2
Street light only
258
3
All uses
795
Layout of the slum
lay-out of the slum
1572
0
1
Planned structure
150
2
1422
Type of structure
Type of structure
1569
0
1
209
2
432
3
714
4
Unserviceable katcha
214
Type of road within the slum
Type of road within the slum
he information will relate to the road used for main through fare. The entry is to be made in terms of codes which are : katcha-1, pucca-2.
1569
0
1
Katcha
1253
2
Pucca
316
Road within slum waterlogged?
Does the road within the slum remain waterlogged in monsoon ?
It is to be ascertained whether the road within the slum area remains sub-merged in water for some days during the monsoon or not. The entry against this item will be noted in codes.
1569
0
1
Yes
819
2
No
750
Approach road?
Approach road to the slum
1566
0
1
612
2
629
3
Non-cartable pucca
51
4
Non-cartable-katcha
274
Approach roadwaterlogged?
Does the approach road remain water-logged in monsoon ?
Information as to whether the approach road to the slum remains water-logged for some days during the monsoon or not will be recorded in codes.
1569
0
1
Yes
568
2
No
1001
Source of drinking water
Source of drinking water
1569
0
1
663
2
571
3
252
4
Tank, pond (reserved for drinking)
20
5
11
6
24
7
3
9
25
Latrine facility
Latrine facility
The latrine facility available to slum area is to be noted in codes against this item.
1569
0
1
1220
2
Service latrine
74
3
124
4
100
9
51
Underground sewerage system?
Does the slum have underground sewerage system?
This information as ascertained from the slum dwellers/knowledgeable persons is to be recorded in codes and the codes are : yes-1, no-2.
1569
0
1
Yes
97
2
No
1472
Type of drainage system
Type of drainage system
The type of drainage system existing in the slum area is to be entered in terms of codes against this item.
1569
0
1
990
2
276
3
242
4
Covered pucca
28
5
33
Garbage disposal
Garbage disposal
The information on the garbage disposal system existing in the slum area is to be ascertained and will be recorded against this item in terms of codes.
1566
0
1
No arrangement
968
2
By residents
273
3
By panchayat/municipality/corporation
297
9
Other
28
Distance from the nearest road?
distance from the nearest motorable road?
The distance from the nearest motorable road will be recorded in terms of codes.
1567
0
1
Less than 0.5 km
1157
2
171
3
93
4
82
5
64
Distance from primary school
distance from the nearest primary school
The distance from the nearest school having primary classes will be recorded in terms of codes.
1567
0
1
Less than 0.5 km
1133
2
292
3
103
4
34
5
5
Distance from hospitalcentre etc.
distance from the nearest hospital/health centre
The distance from the nearest nearest hospital/health centre will be recorded in terms of codes.
1567
0
1
Less than 0.5 km
406
2
293
3
222
4
313
5
333
Any association?
Do the slum dwellers have an association ?
It is to be enquired whethere there is an association of the slum dwellers to look after the environmental facilities within and surrounding the slum, cultural activities etc. and the information obtained will be recorded against this item in terms of codes.
1566
0
1
176
2
For improving the condition of the slum only
135
3
93
4
No
1162
Road-condition code
From the slum dwellers and/or knowledgeable persons, it is to be ascertained whether any improvement or development in the condition of the slum area has taken place during the last 5 years in regard to roads (approach and/or those inside the slum), water supply, latrine facility, underground sewerage, drainage system and garbage disposal or not and relevant information will be recorded in codes.
1558
0
1
523
2
979
3
Deterioration
56
Road-source of improvement code
Source of improvement in the condition of the slum
In respect of this item, if any improvement has taken place, and if so whether that has been undertaken by government or non-governmental agency etc. is to be recorded in codes
522
0
1
476
2
Non-governmental organisation
29
3
5
9
12
Water supply-condition code
See Q251_C2 for details
1551
0
1
685
2
825
3
Deterioration
41
Source of improvement in the condition of the slum
See B3_q2251_c3 for details
687
0
1
616
2
Non-governmental organisation
43
3
9
9
19
Latrine facility-condition code
See Q251_C2 for details
1521
0
1
135
2
1283
3
Deterioration
103
Source of improvement in the condition of the slum
See B3_q2251_c3 for details
135
0
1
105
2
Non-governmental organisation
11
3
16
9
3
Sewerage-condition code
See Q251_C2 for details
1517
0
1
60
2
1379
3
Deterioration
78
Source of improvement in the condition of the slum
See B3_q2251_c3 for details
61
0
1
50
2
Non-governmental organisation
6
3
2
9
3
Drainage-condition code
See Q251_C2 for details
1536
0
1
193
2
1261
3
Deterioration
82
Drainage-source of improvement code
Source of improvement in the condition of the slum
See B3_q2251_c3 for details
193
0
1
158
2
Non-governmental organisation
17
3
11
9
7
Garbage disposal-condition code
See Q251_C2 for details
1525
0
1
135
2
1299
3
Deterioration
91
Source of improvement in the condition of the slum
See B3_q2251_c3 for details
135
0
1
111
2
Non-governmental organisation
14
3
6
9
4
Multiplier (sub-sample) (0.00)
1572
0
Multiplier to be used for sub-sample-wise estimation
Multiplier (combined) (0.00)
1572
0
Multiplier to be used forcombined estimation